e. explain professionalism in investment management
- Explain: To make clear the meaning of "Explain interest rate parity"
How are investment management professionals like doctors and lawyers?
Like doctors and lawyers, investment management professionals are trusted to draw on a body of formal knowledge and apply that knowledge with care and judgement.
How are investment management professionals different than their clients?
Investment professionals are expected to have superior financial expertise , technical knowledge, and knowledge of the applicable laws and regulations.
Investment professionals have a special responsibility to act ethically because...
They are entrusted to protect clients’ assets.
Professionals use their specialized knowledge and skills...
In service to others
A profession's code of ethics...
Publicly communicates the shared principles and expected behaviors of a profession’s members.