9. Market Regulation
l. describe objectives of market regulation.
What are the six objectives of market regulation? 1. Control fraud 2. Control agency problems 3. Promote fairness 4. Set mutually beneficial standards 5. Prevent undercapitalized investing firms from exploiting their investors by making excessive risky investments 6. Ensure that long-term liabilities are funded
Source:
CFA
Graph:
- 115.060.01 Equity Investments - Reading 36 - Market Organization and Structure to 115.060.01.09 Equity Investments - Reading 36 - 9. Market Regulation