Ethical and Professional Standards
There is only one study session for ethics.
Weight on exam: 15-20%
Readings
115.010.10 Reading 1 - Ethics and Trust in the Investment Profession
115.010.20 Reading 2 - Code of Ethics and Standards of Professional Conduct
115.010.30 Reading 3 - Code of Ethics - Guidance for Standards I-VII
Source:
CFA
Graph:
- 115.010 CFA - Topic 1 - Ethical and Professional Standards to 115.010.10 Reading 1 - Ethics and Trust in the Investment Profession
- 115.010 CFA - Topic 1 - Ethical and Professional Standards to 115.010.20 Reading 2 - Code of Ethics and Standards of Professional Conduct
- 115.010 CFA - Topic 1 - Ethical and Professional Standards to 115.010.30 Reading 3 - Code of Ethics - Guidance for Standards I-VII
- 115.010 CFA - Topic 1 - Ethical and Professional Standards to 115.010.40 Reading 4 - Intro to the GIPS
- 115.010 CFA - Topic 1 - Ethical and Professional Standards to 115.010.50 Reading 5 - GIPS
- 115 CFA exam to 115.010 CFA - Topic 1 - Ethical and Professional Standards