115.010.10.40 Reading 1 - Ethics and Trust - LOS d. the need for ethical standards
d. describe the need for high ethical standards in investment management
- Describe: To portray in words "Describe the various forms of event risk"
Name 3 reasons trust is important in the investment industry
1. The nature of the client relationship
2. Differences in knowledge and access to information
3. The nature of investment products and services